CHC Auditing & Monitoring (1)
2023
True or False:
Risk Management aligns with Quality Management in determining measures for risk
avoidance and
... [Show More] prevention - Answer-TRUE
Your organization recently completed a contemporaneous audit of laboratory billing
practices and found that copays have been written off. Which of the following should be
your next step?
a. Talk to the billing department to see why this is happening
b. Conduct a retrospective audit to see if this occurred in the past
c. Self-disclose this issue to limit the chance of a qui-tam suit
d. Fire the employee so the problem goes away - Answer-a. Talk to the billing
department to see why this is happening
The billing manager was conducting a contemporaneous review and found what could
be a significant error. The billing manager contacts you and you then subsequently
contact your in-house legal counsel. Which of the following statements are False?
a. Because of the False Claims Act, your in-house counsel advises you that the
retrospective audit will need to cover a minimum of 6 years to a maximum of 10 years.
b. If you do not refund the Medicare overpayments, you could be charged with a federal
felony under the Social Security Act.
c. A contemporaneous review that was done by the billing manager would be covered
under the attorney-client privilege.
d. You are asked to perform a statistical sample of the population. You need to know
that a larger sample size will be required if the variation in the errors is larger. - Answerc. A contemporaneous review that was done by the billing manager would be covered
under the attorney-client privilege.
Explanation: A significant limitation of the definition of protected communications relates
to documents that are prepared by the client prior to the time when the attorney began
preparations to give advice.
Ref. Healthcare Compliance Professional's Manual
Who is responsible for enforcing rules and regulations under Medicare/Medicaid laws? -
Answer-OIG and Justice Department
A privacy professional is reviewing a program for an academic medical center that
include a faculty group practice, hospital, student health center, and self-funded group
health plan. The privacy professional should evaluate if the program has notices for:
a. GINA
b. FMLA
c. HIPAA
d. FISMA - Answer-c. HIPAA
A health system implemented an EHR in 55 clinics. The privacy professional is told
employees are inconsistently interpreting the policy addressing employee access to
EHR. Which of the following is the privacy professional's BEST strategy?
a. Collaborate with HR to ensure appropriate discipline
b. Perform an audit under Attorney-Client Privilege
c. Conduct surveys of clinic employees concerns
d. Audit a random sampling of clinics across the organization - Answer-c. Conduct
surveys of clinic employees concerns
Who recommends an auditing and monitoring plan for an effective compliance
program?
a. OIG Supplemental Guidance for Hospitals
b. CMS Conditions of Participation
c. Dept of Health and Human Svc
d. Internal Revenue Service - Answer-a. OIG Supplemental Guidance for Hospitals
What is a benefit of a contemporaneous review?
a. Can provide a chance to do a self-disclosure of prior billing errors
b. Helps with creating a code of ethics
c. Can correct a problem before it grows to become a serious issue
d. Allows employees to submit anonymous reports of fraud - Answer-c. Can correct a
problem before it grows to become a serious issue.
You reviewed 30 inpatient claims and the error rate was higher than the threshold that
had been set, indicating possibility of a problem. To assess the seriousness of the
problem, you would pull what type of sample:
a. Probe
b. Discovery
c. Full statistical
d. Situational - Answer-b. Discovery
Remember: Probe (30 units) - Discovery (50 units) - Full Statistical (100% of universe)
Which of the following statements are true regarding Statute of Limitations (False
Claims Act):
a. Provides at least some framework for limiting exposure and, therefore, provides a
potential time parameter for a retrospective review
b. Cause of action may not be brought after a certain period of time, specifically
whichever is later: minimum 6 years, maximum 10 year
c. Both, A and B - Answer-c. Both, A and B
Which of the following is true regarding contemporaneous reviews:
a. It is appropriate to implement an action plan based solely upon the results
b. They typically involve matters that have not yet been billed nor paid
c. They reduce risk of False Claims
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